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Fuller & Thaler Asset Management, Inc.

411 Borel Avenue, Suite 300

San Mateo, CA 94402

(650) 931-1500

Shareholder Services:

(888) 912-4562
M-F 8:30am-6:00pm EST

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®

The Behavioral Edge

Copyright 2023 Fuller & Thaler. All rights reserved.

Mutual fund investing involves risk, including loss of principal. There is no guarantee that this, or any, investment strategy will succeed; the strategy is not an indicator of future performance, and investment results may vary. Diversification does not ensure a profit or guarantee against loss. Small- and mid-cap investing involves risks not associated with investing in more established companies, such as greater price volatility, business risk, less liquidity, and increased competitive threat.

**By clicking the link above, you will be redirected to a website maintained by a third party.

The Fund’s investment adviser, Fuller & Thaler Asset Management, Inc. (“Fuller & Thaler” or the “Adviser”) has contractually agreed to waive its management fee and/or reimburse Fund expenses so that total annual operating expenses for the Fuller & Thaler Funds as stated below through January 31, 2024:

Fuller & Thaler Behavioral Small-Cap Equity Fund do not exceed 1.05%, 1.65%, 1.06%, 0.77% and 0.65% for A Shares, C Shares, Investor Shares, Institutional Shares and R6 Shares, respectively.

Fuller & Thaler Behavioral Small-Cap Growth Fund do not exceed 1.30%, 1.80%, 1.25%, 0.96% and 0.86% for A Shares, C Shares, Investor Shares, Institutional Shares and R6 Shares, respectively.

Fuller & Thaler Behavioral Mid-Cap Value Fund do not exceed 1.20%, 1.70%, 1.15%, 0.85% and 0.75% for A Shares, C Shares, Investor Shares, Institutional Shares and R6 Shares, respectively.

Fuller & Thaler Behavioral Unconstrained Equity Fund does not exceed 1.30%, 1.80%, 1.25%, 0.97% and 0.87% for A Shares, C Shares, Investor Shares, Institutional Shares and R6 Shares, respectively

Fuller & Thaler Behavioral Small-Mid Core Equity Fund does not exceed 1.26%, 1.76%, 1.21%, 0.93% and 0.83% for A Shares, C Shares Investor Shares Institutional Shares and R6 Shares, respectively.

Fuller & Thaler Behavioral Micro-Cap Equity Fund do not exceed 1.75%, 2.25%, 1.70%, 1.40% and 1.30% for A Shares, C Shares, Investor Shares, Institutional Shares and R6 Shares, respectively

Fuller & Thaler Behavioral Mid-Cap Equity Fund do not exceed 0.88% Institutional Shares class

**No minimum initial investment for certain investors including group retirement plans. The expense limitation does not apply to (i) interest; (ii) taxes; (iii) brokerage fees and commissions; (iv) other extraordinary expenses not incurred in the ordinary course of the Fund's business; and (v) indirect expenses such as acquired fund fees and expenses.

Investors should consider the investment objectives, risks, and charges and expenses of a mutual fund carefully before investing. The prospectus contains this and other information about the fund and may be obtained by calling 888-912-4562. The prospectus should be read carefully before investing.

The Russell 2000 Index, Russell 2000 Growth, Russell MidCap Value, Russell 3000, Russell Micro-cap, Russell 2500, Russell MidCap, and the S&P 500 Index are widely recognized unmanaged indices of equity securities and are representative of a broader domestic equity market and range of securities than is found in the Fund's portfolio. The Russell 2000 measures the performance of the small cap segment of the US equity universe. The Russell 2000 is a subset of the Russell 3000 Index and represents approximately 10% of total market capitalization of that index. The Russell 2000® Growth Index measures the performance of those Russell 2000 companies with higher price/book ratios and higher forecasted growth values. The Russell MidCap® Value Index measures the performance of those Russell Midcap companies with lower price/book ratios and lower forecasted growth values. The stocks are also members of the Russell 1000® Value Index . The Russell Microcap Index measures the performance of the microcap segment of the U.S. equity market. It makes up less than 3% of the U.S. equity market. It includes 1,000 of the smallest securities in the Russell 2000 Index based on a combination of their market cap and current index membership and it also includes up to the next 1,000 stocks. The Russell 3000 Index is a market-capitalization-weighted equity index maintained by the FTSE Russell that provides exposure to the entire U.S. stock market. The index tracks the performance of the 3,000 largest U.S.-traded stocks which represent about 98% of all U.S incorporated equity securities. The Russell 2500 Index is a broad index, featuring 2,500 stocks that cover the small- and mid-cap market capitalizations. The Russell 2500 is a market cap-weighted index that includes the smallest 2,500 companies covered in the Russell 3000 universe of United States-based listed equities. The Russell Midcap® Index measures the performance of the mid-cap segment of the US equity universe. The Russell Midcap® Index is a subset of the Russell 1000® Index. It includes approximately 800 of the smallest securities based on a combination of their market cap and current index membership. The Russell Midcap® Index represents approximately 31% of the total market capitalization of the Russell 1000® companies. The Russell Midcap® Index is constructed to provide a comprehensive and unbiased barometer for the mid-cap segment. The Russell Index related marks are owned by FTSE Russell. The Russell Midcap® Index measures the performance of the mid-cap segment of the US equity universe. The Russell Midcap® Index is a subset of the Russell 1000® Index. It includes approximately 800 of the smallest securities based on a combination of their market cap and current index membership. The Russell Midcap® Index represents approximately 31% of the total market capitalization of the Russell 1000® companies. The Russell Midcap® Index is constructed to provide a comprehensive and unbiased barometer for the mid-cap segment.

Unless otherwise noted, index returns reflect the reinvestment of income dividends and capital gains, if any, but do not reflect fees, brokerage commissions or other expenses of investing. It is not possible to invest directly in the index.

*Fuller & Thaler Asset Management is the advisor to the following Funds: Fuller & Thaler Behavioral Small-Cap Equity Fund, Fuller & Thaler Behavioral Small-Cap Growth Fund, Fuller & Thaler Behavioral Mid-Cap Value Fund, Fuller & Thaler Behavioral Unconstrained Equity Fund, Fuller & Thaler Behavioral Small-Mid Core Equity Fund, Fuller & Thaler Behavioral Micro-Cap Equity Fund, and Fuller & Thaler Behavioral Mid-Cap Equity Fund which are distributed by Ultimus Fund Distributors, LLC.

Fuller and Thaler Asset Management is the adviser to the Fuller & Thaler Funds. The Fuller & Thaler Funds are distributed by Ultimus Fund Distributors, LLC.

The Behavioral Edge® is a registered trademark of Fuller & Thaler Asset Management, Inc.

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